FCPA GUIDANCE & COMPLIANCE

• Criminal Division of the U.S. Department of Justice and the Enforcement Division of the U.S. Securities and Exchange Commission
  A Resource Guide to the U.S. Foreign Corrupt Practices Act 

• Spotlight on Foreign Corrupt Practices Act

Statements and Reports:

• Remarks of Gurbir Grewal, Director, Division of Enforcement, at SEC Speaks 2021 (October 13, 2021)
• SEC Adds Clarity, Efficiency and Transparency to Its Successful Whistleblower Award Program (September 23, 2020)
• Remarks of Chairman Jay Clayton to the Economic Club of New York
  (September 9, 2019)
• The SEC’s Cooperation Program: Reflections on Five Years of Experience, Remarks of Andrew Ceresney at University of Texas School of Law’s Government Enforcement Institute (May 13, 2015)
• Policy Statement of the Securities and Exchange Commission Concerning Cooperation by Individuals in its Investigations and Related Enforcement Actions, SEC Rel. No. 34-61340 (January 13, 2010)  
• Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934 and Commission Statement on the Relationship of Cooperation to Agency Enforcement Decisions, SEC Rel. Nos. 34-44969 and AAER-1470
  (October 23, 2001)
• Report of the Securities & Exchange Commission on Questionable and Illegal Corporate Payments and Practices (May 1976) 

• Index to DOJ Opinion Releases
• Individual Accountability
• Principles of Federal Prosecution of Business Organizations
• Declinations
• Corporate Enforcement Policy (January 2023)
• Justice Manual - Title 9: Foreign Corrupt Practices Act of 1977
• Evaluation of Corporate Compliance Programs (March 2023) 
• US Attorneys' Offices Voluntary Self-Disclosure Policy
  (February 2023) 
• Revised Memorandum on Selection of Monitors in Criminal Division Matters (March 2023) 
• The Criminal Division’s Pilot Program Regarding Compensation Incentives and Clawbacks1 (March 2023) 

Statements and Reports:

• Damian Williams and Breon Peace Announce New Voluntary Self-Disclosure Policy for United States Attorney's Offices (February 22, 2023)
• Deputy Assistant Attorney General Lisa H. Miller Delivers Remarks at the University of Southern California Gould School of Law on Corporate Enforcement and Compliance (February 16, 2023)
• Assistant Attorney General Kenneth A. Polite, Jr. Delivers Remarks on Revisions to the Criminal Division’s Corporate Enforcement Policy (January 17, 2023)
• Assistant Attorney General Kenneth A. Polite, Jr. Delivers Closing Remarks at the 20th International Anti-Corruption Conference (December 9, 2022)
• Deputy Attorney General Lisa O. Monaco Delivers Remarks on Corporate Criminal Enforcement (September 15, 2022)
• Further Revisions to Corporate Criminal Enforcement Policies Following Discussions with Corporate Crime Advisory Group - From Deputy Attorney General Lisa O. Monaco (September 15, 2022) 
• Assistant Attorney General Kenneth A. Polite Jr. Delivers Remarks at ACAMS 2022 Hollywood Conference (March 22, 2022)
• Deputy Attorney General Lisa O. Monaco Gives Keynote Address at ABA's 36th National Institute on White Collar Crime (October 28, 2021)
• Corporate Crime Advisory Group and Initial Revisions to Corporate Criminal Enforcement Policies (October 28, 2021) 
• Justice Department Anticorruption Task Force Launches New Measures to Combat Corruption in Central America (October 15, 2021)
• Attorney General Merrick B. Garland Announces Initiatives to Combat Human Smuggling and Trafficking and to Fight Corruption in Central America (June 7, 2021)
• Remarks of Acting Assistant Attorney General Brian C. Rabbitt at the ACI 37th Annual Conference on the FCPA (December 3, 2020)
• Assistant Attorney General Brian A. Benczkowski Delivers Remarks at the American Conference Institute’s 36th International Conference on the Foreign Corrupt Practices Act (December 4, 2019)
• Assistant Attorney General Brian A. Benczkowski Delivers Remarks at the Global Investigations Review Live New York (October 8, 2019)
• Deputy Assistant Attorney General Matt Miner Delivers Remarks at The American Bar Association, Criminal Justice Section Third Global White Collar Crime Institute Conference (June 27, 2019)
• Evaluation of Corporate Compliance Programs (April 2019) 
• Deputy Attorney General Rod J. Rosenstein Delivers Keynote Address on FCPA Enforcement Developments (March 7, 2019)
• Deputy Attorney General Rod J. Rosenstein Delivers Remarks at the American Conference Institute's 35th International Conference on the Foreign Corrupt Practices Act (November 29, 2018)
• Memorandum from Assistant Attorney General Brian A. Benczkowski on Selection of Monitors in Criminal Division Matters (October 11, 2018) 
• Deputy Assistant Attorney General Matthew S. Miner Remarks at the American Conference Institute 9th Global Forum on Anti-Corruption Compliance in High Risk Markets (July 25, 2018) 
• Deputy Attorney General Rod J. Rosenstein's Remarks at the American Conference Institute's 20th Anniversary New York Conference on the Foreign Corrupt Practices Act (May 9, 2018)
• FCPA Enforcement Plan and Guidance (April 5, 2016) 
• Individual Accountability for Corporate Wrongdoing (September 9, 2015) 
• Assistant Attorney General Leslie R. Caldwell Delivers Remarks at the Compliance Week Conference, Washington, D.C. (May 19, 2015) (discussing hallmarks of an effective compliance program)
• Memorandum from Deputy Att'y Gen. Paul J. McNulty on Principles of Federal Prosecution of Business Organizations (December 12, 2006)
• Memorandum from Deputy Att'y Gen. Larry D. Thompson on Principles of Federal Prosecution of Business Organizations (January 20, 2003)
• Memorandum from Deputy Att'y Gen. Eric H. Holder on Bringing Criminal Charges Against Corporations (June 16, 1999) 

Statements and Reports:

• Memorandum from Remarks of CFTC Director of Enforcement James M. McDonald at the American Bar Association’s National Institute on White Collar Crime (March 6, 2019)

Statements and Reports:

• Memorandum on Establishing the Fight Against Corruption as a Core United States National Security Interest (June 3, 2021)

U.S. ENFORCEMENT AGENCIES

• U.S. Securities and Exchange Commission Website
  FCPA enforcement actions
  
  
• U.S. Department of Justice
  FCPA enforcement actions

INTERNATIONAL INFORMATION-SHARING TREATIES
& MEMORANDA OF UNDERSTANDING

• United Nations · Treaty Collection


• U.S. Department of State, Bureau of International Narcotics and Law Enforcement Affairs (INL) · Treaties and Agreements


• U.S. Securities & Exchange Commission · Cooperative Agreements with Foreign Regulators

U.S. LAWS, LEGISLATION & REGULATION

• The Foreign Corrupt Practices Act, Public Law 95-213, 15 U.S.C. §§ 78dd-1, et seq
• FCPA Legislative History
• General Federal Bribery Statute, 18 U.S.C. § 201(b)
• Mail Fraud, 18 U.S.C. § 1341
• Money Laundering, 18 U.S.C. § 1956
• The Travel Act, 18 U.S.C. § 1952
• Wire Fraud, 18 U.S.C. § 1343

U.S. REGULATORY AGENCIES AND ASSOCIATIONS

• Securities and Exchange Commission (SEC)
• Department of Justice (DOJ)
• Federal Bureau of Investigation
• Department of Commerce - Office of General Counsel
• Department of Commerce - Trade Compliance Center
• U.S. Department of State - Bureau of International Narcotics and Law Enforcement Affairs (INL)
• U.S. Department of State - Bureau of Economic and Business Affairs
• U.S. Commodity Futures Trading Commission

BLOGS & FORUMS

• FCPA Compliance and Ethics Blog — explores anti-corruption and anti-bribery compliance programs and enforcement actions


• FCPA Professor — explores the who, what, where, and why of FCPA enforcement actions, news, and related topics


• The FCPA Blog — international website for commentary and news about anti-corruption compliance and enforcement


• The Global Anticorruption Blog — devoted to promoting analysis and discussion of the problem of corruption around the world


• Wall St. Journal Risk & Compliance Blog — Insights on corporate risk and how companies are tackling it


• UK Bribery Act Blog — resource for all things U.K. Bribery Act related

THE FCPAC IN THE WEB

   

•     
•     
• 
•