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 | Enforcement Actions Dataset

Stanford Foreign Corrupt Practices Act Clearinghouse a Collaboration with Sullivan & Cromwell LLP

Enforcement Actions Dataset

 

Enforcement Actions (668)

All Enforcement Actions
Caption Initiation
Date 		Prosecuting Agency Ongoing Total Bribery
Payments 		U.S. Imposed Sanctions Country(ies) Where Bribes
Were Paid
United States of America v. Jorge Cherrez Mino 02/22/2021 US Department of Justice $2,600,000 $0 Ecuador
United States of America v. John Robert Luzuriaga Aguinaga 02/10/2021 US Department of Justice $1,397,066 $0 Ecuador
In the Matter of Deutsche Bank AG 01/08/2021 US Securities and Exchange Commission $7,000,000 $43,329,622 China, Italy, United Arab Emirates
United States of America v. Deutsche Bank Aktiengesellshaft 12/22/2020 US Department of Justice $5,416,638 $79,561,206 Saudi Arabia, United Arab Emirates
United States of America v. Deck Won Kang 12/17/2020 US Department of Justice $100,000 $0 South Korea
United States of America v. Bruno Luz 12/09/2020 US Department of Justice $5,000,000 $0 Brazil
United States of America v. Jorge Luz 12/09/2020 US Department of Justice $5,000,000 $0 Brazil
United States of America v. Vitol Inc. 12/03/2020 US Department of Justice $10,000,000 $135,000,000 Brazil, Ecuador, Mexico
United States of America v. Natalino D'Amato 11/24/2020 US Department of Justice $0 Venezuela
In the Matter of The Goldman Sachs Group, Inc. 10/22/2020 US Securities and Exchange Commission $1,006,300,000 Malaysia, United Arab Emirates
United States of America v. The Goldman Sachs Group, Inc. 10/21/2020 US Department of Justice $1,607,700,000 $2,921,088,000 Malaysia, United Arab Emirates
United States of America v. Goldman Sachs (Malaysia) Sdn. Bhd. 10/21/2020 US Department of Justice $1,607,700,000 $500,000 Malaysia, United Arab Emirates
United States of America v. Beam Suntory Inc. 10/21/2020 US Department of Justice $19,572,885 India
In the Matter of J&F Investimentos, S.A., et al. 10/14/2020 US Securities and Exchange Commission $150,000,000 $27,966,565 Brazil
United States of America v. J&F Investimentos SA 10/14/2020 US Department of Justice $177,600,000 $256,497,426 Brazil
United States of America v. Sargeant Marine Inc. 09/22/2020 US Department of Justice $16,600,400 Brazil, Ecuador, Venezuela
In the Matter of Herbalife Nutrition Ltd. 08/28/2020 US Securities and Exchange Commission $7,200,000 $67,313,498 China
United States of America v. Herbalife Nutrition Ltd. 08/28/2020 US Department of Justice $25,000,000 $55,743,093 China
United States of America v. Margaret Cole, et al. 08/13/2020 US Department of Justice $0 Uganda
In the Matter of World Acceptance Corporation 08/06/2020 US Securities and Exchange Commission $4,100,000 $21,726,000 Mexico
United States of America v. Jose Luis de Jongh-Atensio 07/16/2020 US Department of Justice $2,500,000 $0 Venezuela
United States of America v. Javier Aguilar 07/10/2020 US Department of Justice $870,000 $0 Ecuador
In the Matter of Alexion Pharmaceuticals, Inc. 07/02/2020 US Securities and Exchange Commission $21,476,531 Brazil, Colombia, Russia, Turkey
United States of America v. Luis Enrique Martinelli Linares and Ricardo Alberto Martinelli Linares 06/27/2020 US Department of Justice $28,000,000 $0 Panama
In the Matter of Novartis AG 06/25/2020 US Securities and Exchange Commission $112,800,000 China, Greece, South Korea, Vietnam
United States of America v. Alcon Pte Ltd 06/25/2020 US Department of Justice $8,925,000 Vietnam
United States of America v. Novartis Hellas S.A.C.I. 06/25/2020 US Department of Justice $225,000,000 Greece
In the Matter of Eni S.p.A. 04/17/2020 US Securities and Exchange Commission $198,000,000 $24,500,000 Algeria
Securities and Exchange Commission v. Asante K. Berko 04/13/2020 US Securities and Exchange Commission $2,776,000 $0 Ghana
United States of America v. Leonardo Santilli 03/20/2020 US Department of Justice $9,622,450 $0 Venezuela

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