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Investigations Dataset

 

Investigation Name:    Investigation into Pfizer's Activities in China

Trend:    None

Type of investigation:    SEC, DOJ

Agencies Investigating/Assisting with SEC/DOJ Investigation:   

Whistleblower:    Unknown

Summary

Pfizer Inc. is a global pharmaceutical company that discovers, develops, manufactures and markets prescription medicines for humans and animals. Pfizer is incorporated in the State of Delaware and is headquartered in New York, New York. Its securities are registered with the Commission under Section 12(b) of the Exchange Act, and its common stock trades on the New York Stock Exchange under the symbol “PFE.”

In its 10-Q filed on November 5, 2020, Pfizer disclosed that it had received an informal request from the DOJ's FCPA Unit seeking documents relating to the company's operations in China. The SEC's FCPA Unit made a similar request in August 2020. Pfizer said it was producing records pursuant to those requests.

This investigation is ongoing.

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