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 | Investigations Dataset

Stanford Foreign Corrupt Practices Act Clearinghouse a Collaboration with Sullivan & Cromwell LLP

Investigations Dataset

 
Investigation into Deutsche Bank's Activities with Respect to Consultants in the Asia-Pacific Region · Deutsche Bank Aktiengesellschaft

Information & Summary

Investigation into Deutsche Bank's Activities with Respect to Consultants in the Asia-Pacific Region

Related FCPA Matter:   Deutsche Bank's Involvement in Multiple Countries between 2009 and 2015 Information

Information & Summary

Investigation Name:    Investigation into Deutsche Bank's Activities with Respect to Consultants in the Asia-Pacific Region

Trend:    None

Type of investigation:    SEC, DOJ

Other Agencies Investigating/Assisting with SEC/DOJ Investigation:   

  • Unspecified U.S. Authorities

Whistleblower:    Unknown

Summary

Deutsche Bank AG, a German financial services corporation, operated in more than 70 countries worldwide, and the company's securities were registered with the SEC and traded on the New York Stock Exchange.

In its 20-F filed on March 20, 2015, Deutsche Bank disclosed that “certain regulators” were investigating, among other things, Deutsche Bank’s compliance with the FCPA and other laws with respect to the bank's engagement of consultants in the Asia/Pacific region. The company's March 20, 2017 annual report confirmed that the regulators were the SEC and DOJ.

On January 8, 2021, the DOJ and SEC announced enforcement actions against Deutsche Bank.

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