Statistics & Analytics

 

DOJ and SEC Enforcement Actions     

Description for DOJ and SEC Enforcement Actions

This chart identifies the number of Enforcement Actions filed per year since enactment of the FCPA. By hovering over a year, users can see the number of Enforcement Actions filed by the SEC and the number of Enforcement Actions filed by the DOJ. If an Enforcement Action is filed jointly by the SEC and DOJ, it is counted once for the SEC and once for the DOJ. See About Us - Datasets for a definition of "Enforcement Action." There are many ways to define an FCPA enforcement action and to count the number of such actions filed per year. This graphic presents one possibility among several.